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YEUNG Chung Lung

楊仲龍
CE AQX406Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YEUNG Chung Lung (CE number AQX406) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDaoKou Asset Management Limited
道口資產管理有限公司
Responsible OfficerDaoKou Securities Limited
道口證券有限公司

Licence Record (16)

2025-04-02 – present Current
DaoKou Securities Limited RO
RA 1
2025-04-02 – present Current
DaoKou Asset Management Limited RO
RA 4 RA 9
2021-11-01 – 2025-03-31
Modern Innovative Asset Management Limited RO
RA 4 RA 9
2021-09-07 – 2025-03-31
Modern Innovative Securities Limited RO
RA 1 RA 2
2021-07-23 – 2021-09-07
Modern Innovative Securities Limited Rep
RA 1 RA 2
2018-03-22 – 2021-06-12
Silver Nile Global Investments Limited RO
RA 1 RA 2 RA 9
2018-02-05 – 2021-06-12
Silver Nile Global Investments Limited Rep
RA 1 RA 4 RA 9
2017-07-28 – 2018-01-31
Grandly Financial Services Limited RO
RA 1 RA 2
2017-06-07 – 2017-07-28
Grandly Financial Services Limited Rep
RA 1 RA 2
2016-07-08 – 2017-06-01
Fulbright Asset Management Limited Rep
RA 9
2015-05-22 – 2017-06-01
Fulbright Securities Limited Rep
RA 1 RA 4
2015-05-22 – 2017-06-01
Fulbright Futures Limited Rep
RA 2
2012-12-10 – 2015-02-10
Hung Sing Securities Limited Rep
RA 1
2012-12-10 – 2015-02-10
Hung Sing Futures Limited Rep
RA 2
2010-09-17 – 2012-09-15
XinKong International Securities Limited Rep
RA 1 RA 2
2008-04-28 – 2010-08-21
Celestial Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQX406