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TIAN Shan

田珊
CE AQV659Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TIAN Shan (CE number AQV659) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerJun Hui International Finance Limited
雋匯國際金融有限公司

Licence Record (6)

2019-06-06 – present Current
Jun Hui International Finance Limited RO
RA 6
2018-01-12 – 2019-01-18
Shang International Finance Limited RO
RA 6
2013-10-21 – 2017-10-20
Success New Spring Capital Limited RO
RA 6
2011-07-04 – 2013-10-21
Success New Spring Capital Limited Rep
RA 6
2009-10-19 – 2010-12-31
SinoPac Securities (Asia) Limited Rep
RA 1 RA 4 RA 6
2008-05-13 – 2009-05-15
CC Finance Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQV659