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WONG Sze Ip

王思燁
CE AQU491Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Sze Ip (CE number AQU491) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCORNERSTONE ASSET MANAGEMENT LIMITED
基石資產管理有限公司
Responsible OfficerCornerstone Securities Limited
基石證券有限公司

Licence Record (8)

2018-08-02 – present Current
CORNERSTONE ASSET MANAGEMENT LIMITED RO
RA 9
2017-09-07 – present Current
Cornerstone Securities Limited RO
RA 1 RA 4
2017-07-07 – 2022-11-11
Cornerstone Securities Limited Rep
RA 1 RA 4
2014-09-05 – 2017-04-30
XinKong International Securities Limited RO
RA 1
2013-04-23 – 2017-04-30
XinKong International Asset Management Limited Rep
RA 9
2010-03-02 – 2017-04-30
XinKong International Securities Limited Rep
RA 1 RA 2
2009-06-08 – 2010-02-18
Celestial Commodities Limited Rep
RA 2
2008-04-08 – 2010-02-18
Celestial Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQU491