MA Xiaoling

馬小玲

CE AQU423Licensed IndividualResponsible OfficerSFO licence active

MA Xiaoling (CE number AQU423) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Finloop Finance Limited 星路金融有限公司
Responsible Officer	Fosun International Securities Limited 復星國際證券有限公司

Licence Record (11)

2024-09-19 – present Current

Finloop Finance Limited RO

RA 1 RA 4 RA 9

2019-06-03 – present Current

Fosun International Securities Limited RO

RA 1 RA 2

2018-10-23 – 2024-01-10

Fosun International Securities Limited Rep

RA 1 RA 9

2016-09-14 – 2018-09-09

Huatai (Hong Kong) Futures Limited RO

RA 2 RA 5

2015-02-18 – 2016-04-08

HGNH International Forex Co., Limited RO

RA 3

2014-09-30 – 2015-02-18

HGNH International Forex Co., Limited Rep

RA 3

2014-03-07 – 2016-04-08

HGNH International Securities Co., Limited Rep

RA 1

2014-02-17 – 2015-08-27

HGNH International Financial Corporation Limited RO

RA 5

2013-06-13 – 2016-04-08

HGNH International Asset Management Co., Limited Rep

RA 9

2012-05-23 – 2016-04-08

HGNH International Futures Co., Limited RO

RA 2 RA 5

2008-04-09 – 2012-05-23

HGNH International Futures Co., Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQU423