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CHANG Xueshan

常雪杉
CE AQU414Licensed IndividualSFO licence active
Official SFC record

CHANG Xueshan (CE number AQU414) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司

Licence Record (7)

2025-03-31 – present Current
ICBC Asset Management (Global) Company Limited Rep
RA 4 RA 9
2019-12-10 – 2025-03-16
Taiping Assets Management (HK) Company Limited Rep
RA 4 RA 9
2018-11-26 – 2019-07-16
HAI Cloud Exchange (HK) Limited Rep
RA 1 RA 3
2017-06-26 – 2017-08-04
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2015-07-03 – 2017-06-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2015-07-03 – 2017-06-25
CITIC Securities Futures (HK) Limited Rep
RA 2
2008-04-07 – 2010-08-19
Brevan Howard (Hong Kong) Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQU414