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CHENG Ka Ho

鄭嘉豪
CE AQU090Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Ka Ho (CE number AQU090) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWK Fund Management Limited
勁域基金管理有限公司
Responsible OfficerWK Securities Limited
勁域證券有限公司

Licence Record (7)

2020-09-25 – present Current
WK Fund Management Limited RO
RA 4 RA 9
2017-10-13 – present Current
WK Securities Limited RO
RA 1 RA 4
2019-01-07 – 2020-09-25
WK Fund Management Limited Rep
RA 9
2010-02-01 – 2017-08-15
Haitong International Securities Company Limited Rep
RA 1 RA 4
2010-02-01 – 2017-08-15
Haitong International Futures Limited Rep
RA 2
2008-12-19 – 2010-01-15
Celestial Commodities Limited Rep
RA 2
2008-04-02 – 2010-01-15
Celestial Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQU090