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WONG Kong Yuk

汪光玉
CE AQS312Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Kong Yuk (CE number AQS312) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGlobal Investment Advisors Limited
寰宇投資顧問有限公司

Licence Record (2)

2012-11-15 – present Current
Global Investment Advisors Limited RO
RA 1 RA 4
2008-05-06 – 2012-11-15
Global Investment Advisors Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQS312