Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAW Ching Yee, Carol

羅靜怡
CE AQR042Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAW Ching Yee, Carol (CE number AQR042) is an individual licensed by the Hong Kong SFC. First licensed on 2008-03-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerJS Cresvale Capital Limited
日盛嘉富資本有限公司
Responsible OfficerJS Cresvale Securities International Limited
日盛嘉富證券國際有限公司

Licence Record (3)

2008-03-19 – present Current
JS Cresvale Capital Limited RO
RA 1 RA 9
2008-03-19 – present Current
JS Cresvale Securities International Limited RO
RA 1 RA 2
2010-09-08 – 2013-11-22
JS Cresvale Capital Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQR042