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CHAN Wai Ho

陳偉豪
CE AQO428Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Wai Ho (CE number AQO428) is an individual licensed by the Hong Kong SFC. First licensed on 2008-03-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGiraffe Capital Limited
智富融資有限公司

Licence Record (2)

2017-02-01 – present Current
Giraffe Capital Limited RO
RA 1 RA 6
2008-03-03 – 2016-08-30
CCB International Capital Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQO428