LUI Yu Kau

呂譽鏐

CE AQN586Licensed IndividualResponsible OfficerSFO licence active

LUI Yu Kau (CE number AQN586) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司
Responsible Officer	Integrity Construction & Development Securities Group Limited 正金證券集團有限公司

Licence Record (10)

2024-02-29 – present Current

Integrity Construction & Development Securities Group Limited RO

RA 1 RA 4

2024-02-29 – present Current

Galaxy Treasure International Asset Management Limited RO

RA 4 RA 9

2024-01-12 – 2024-02-29

Integrity Construction & Development Securities Group Limited Rep

RA 1 RA 4

2024-01-12 – 2024-02-29

Galaxy Treasure International Asset Management Limited Rep

RA 4 RA 9

2021-12-21 – 2023-12-10

HC Securities (HK) Limited RO

RA 1 RA 4 RA 9

2020-09-10 – 2021-10-31

PSG Digital Asia Limited RO

RA 4 RA 9

2017-05-10 – 2021-10-31

Original Group Securities Limited RO

RA 1

2017-04-27 – 2017-05-10

Original Group Securities Limited Rep

RA 1

2015-09-15 – 2017-04-19

Prestige Securities Limited RO

RA 1 RA 4

2008-02-21 – 2015-06-30

CVP Securities Limited Rep

RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQN586