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HO Sau Yee

何秀儀
CE AQN523Licensed IndividualSFO licence active
Official SFC record

HO Sau Yee (CE number AQN523) is an individual licensed by the Hong Kong SFC. First licensed on 2008-03-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (3)

2017-10-12 – present Current
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4
2016-12-09 – 2017-08-25
Principal Investment & Retirement Services Limited Rep
RA 1 RA 4
2008-03-17 – 2009-04-17
FWD Life Insurance Company (Bermuda) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQN523