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LAU Cheuk Lam, Chester

劉卓林
CE AQN200Licensed IndividualSFO licence active
Official SFC record

LAU Cheuk Lam, Chester (CE number AQN200) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHaitong International Futures Limited
海通國際期貨有限公司
RepresentativeHaitong International Securities Company Limited
海通國際證券有限公司

Licence Record (8)

2009-02-11 – present Current
Haitong International Securities Company Limited Rep
RA 1 RA 3
2009-02-11 – present Current
Haitong International Futures Limited Rep
RA 2
2020-02-14 – 2020-09-01
Haitong International Securities Company Limited RO
RA 1
2020-02-14 – 2020-09-01
Haitong International Futures Limited RO
RA 2
2017-07-21 – 2019-06-04
Bright Point International Securities Limited RO
RA 1
2017-07-21 – 2019-06-04
Bright Point International Futures Limited RO
RA 2
2008-02-21 – 2008-10-10
Phillip Securities (Hong Kong) Limited Rep
RA 1
2008-02-21 – 2008-10-10
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQN200