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LAM Shun

林順
CE AQL493Licensed IndividualSFO licence active
Official SFC record

LAM Shun (CE number AQL493) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGrey Investment Limited
高易投資有限公司

Licence Record (6)

2014-01-02 – present Current
Grey Investment Limited Rep
RA 4 RA 9
2023-03-27 – 2024-05-31
Aspenwood Capital Limited Rep
RA 4 RA 9
2012-06-20 – 2013-08-09
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 4
2010-01-12 – 2013-08-09
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2 RA 4
2008-10-13 – 2009-12-25
China Everbright Forex & Futures (HK) Limited Rep
RA 2
2008-02-05 – 2009-12-25
China Everbright Securities (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQL493