FAN Kwan Ho

范君豪

CE AQL336Licensed IndividualResponsible OfficerSFO licence active

FAN Kwan Ho (CE number AQL336) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Coast International Asset Management Limited 沿海國際資產管理有限公司

Licence Record (12)

2021-08-03 – present Current

Coast International Asset Management Limited RO

RA 4 RA 9

2021-07-26 – 2021-08-03

Coast International Asset Management Limited Rep

RA 4 RA 9

2021-02-04 – 2021-07-23

Aden Financial Group Limited RO

RA 1 RA 4 RA 9

2021-01-28 – 2021-07-23

Aden Financial Group Limited Rep

RA 1 RA 2 RA 4 RA 9

2020-07-31 – 2021-01-04

Sparc Capital Management Limited RO

RA 1 RA 4 RA 9

2019-01-16 – 2020-02-03

Finex Hong Kong Limited RO

RA 1 RA 4 RA 9

2017-02-27 – 2018-11-15

South China Investment Management Limited RO

RA 9

2016-12-22 – 2017-02-27

South China Investment Management Limited Rep

RA 9

2016-11-18 – 2018-11-15

South China Securities Limited RO

RA 1

2015-02-10 – 2018-11-15

South China Forex Limited Rep

RA 3

2008-07-30 – 2018-11-15

South China Commodities Limited Rep

RA 2

2008-02-12 – 2016-11-18

South China Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQL336