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PAN Wen

潘雯
CE AQJ818Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PAN Wen (CE number AQJ818) is an individual licensed by the Hong Kong SFC. First licensed on 2008-03-12. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFirst Shanghai Securities Limited
第一上海證券有限公司

Licence Record (2)

2023-10-13 – present Current
First Shanghai Securities Limited RO
RA 1
2008-03-12 – 2023-10-13
First Shanghai Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQJ818