Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HO Kai Yu

何啟宇
CE AQJ195Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Kai Yu (CE number AQJ195) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOrient Futures (Hong Kong) Limited
東方期貨(香港)有限公司
Responsible OfficerOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (8)

2019-09-06 – present Current
Orient Securities (Hong Kong) Limited RO
RA 1
2019-09-06 – present Current
Orient Futures (Hong Kong) Limited RO
RA 2
2011-06-30 – 2019-09-06
Orient Securities (Hong Kong) Limited Rep
RA 1
2011-06-30 – 2019-09-06
Orient Futures (Hong Kong) Limited Rep
RA 2
2010-11-24 – 2011-06-01
Golden Hen Securities and Futures Limited Rep
RA 1 RA 2
2009-09-15 – 2010-11-20
Shanxi Securities International Financial Holdings Limited Rep
RA 2
2008-01-28 – 2009-09-11
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2008-01-28 – 2009-09-11
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQJ195