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LO Ying Fan

盧影芬
CE AQG683Licensed IndividualSFO licence active
Official SFC record

LO Ying Fan (CE number AQG683) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司

Licence Record (2)

2024-06-24 – present Current
Shanggu Asset Management (Asia) Limited Rep
RA 1
2008-01-14 – 2024-05-28
OnePlatform Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQG683