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DIU Ka Po Karen

刁嘉寶
CE AQF582Licensed IndividualExecutive OfficerNo active licence
Official SFC record

DIU Ka Po Karen (CE number AQF582) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-04. Their SFC licence is currently not active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerState Street Bank and Trust Company

Licence Record (2)

2015-10-16 – 2023-09-01
State Street Securities Hong Kong Limited Rep
RA 1
2008-01-04 – 2014-09-23
Citigroup Global Markets Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQF582