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LO Ho Yin

盧浩然
CE AQF063Licensed IndividualResponsible OfficerSFO licence active

LO Ho Yin (CE number AQF063) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFirst Shanghai Securities Limited
第一上海證券有限公司
RepresentativeFirst Shanghai Futures Limited
第一上海期貨有限公司

Licence Record (4)

2019-04-15 – present Current
2011-01-21 – present Current
2011-01-21 – 2019-04-15