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LAM Pan

林斌
CE AQE969Licensed IndividualSFO licence active
Official SFC record

LAM Pan (CE number AQE969) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeABCI Securities Company Limited
農銀國際證券有限公司

Licence Record (6)

2021-05-28 – present Current
ABCI Securities Company Limited Rep
RA 1
2015-02-02 – 2021-05-14
China Industrial Securities International Brokerage Limited Rep
RA 1
2015-02-02 – 2021-05-14
China Industrial Securities International Futures Limited Rep
RA 2
2010-11-26 – 2014-12-17
BOCOM International Securities Limited Rep
RA 1 RA 2
2009-06-05 – 2010-08-07
CES Commodities (HK) Limited Rep
RA 2
2007-12-24 – 2010-08-07
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQE969