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HUNG Siu Wah

孔少華
CE AQE946Licensed IndividualSFO licence active
Official SFC record

HUNG Siu Wah (CE number AQE946) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (8)

2021-10-22 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2014-02-12 – 2021-09-29
Wing Fung Futures Limited RO
RA 2
2009-12-01 – 2021-09-29
Wing Fung Securities Limited Rep
RA 1
2009-12-01 – 2014-02-12
Wing Fung Futures Limited Rep
RA 2
2009-12-01 – 2021-09-29
Wing Fung Forex Limited Rep
RA 3
2008-06-05 – 2009-07-06
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2 RA 3
2007-12-27 – 2008-05-08
Phillip Securities (Hong Kong) Limited Rep
RA 1
2007-12-27 – 2008-05-08
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQE946