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WANG Yingchuan

王穎川
CE AQE314Licensed IndividualSFO licence active
Official SFC record

WANG Yingchuan (CE number AQE314) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司

Licence Record (4)

2016-10-03 – present Current
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2
2010-05-18 – 2014-06-25
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2010-05-18 – 2014-06-25
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2007-12-21 – 2008-03-13
Lehman Brothers Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQE314