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LAU Wai Kin, Jennifer

劉慧堅
CE AQD869Licensed IndividualSFO licence active
Official SFC record

LAU Wai Kin, Jennifer (CE number AQD869) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePoint72 Hong Kong Limited

Licence Record (3)

2013-03-15 – present Current
Point72 Hong Kong Limited Rep
RA 1 RA 2 RA 9
2007-12-20 – 2011-06-01
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2007-12-20 – 2011-06-01
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQD869