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GAO Tingting

高婷婷
CE AQC487Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GAO Tingting (CE number AQC487) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCOM International Securities Limited
交銀國際證券有限公司

Licence Record (3)

2018-09-19 – present Current
BOCOM International Securities Limited RO
RA 1 RA 2 RA 4
2007-12-03 – 2018-09-19
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 4
2007-12-03 – 2008-03-03
BOCOM International Holdings Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQC487