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YANG Shufen

楊淑芬
CE AQC277Licensed IndividualSFO licence active
Official SFC record

YANG Shufen (CE number AQC277) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-18. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (4)

2010-09-24 – present Current
CMB International Securities Limited Rep
RA 1
2019-07-16 – 2022-02-07
CMB International Global Markets Limited Rep
RA 1
2010-06-04 – 2010-11-16
CMB International Capital Holdings Corporation Limited Rep
RA 1
2008-01-18 – 2010-03-31
First Shanghai Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQC277