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LAM Yim

林艷
CE AQA846Licensed IndividualSFO licence active
Official SFC record

LAM Yim (CE number AQA846) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCCB International Securities Limited
建銀國際證券有限公司

Licence Record (4)

2017-06-14 – present Current
CCB International Securities Limited Rep
RA 1 RA 4
2016-05-25 – 2017-05-26
CMB International Futures Limited Rep
RA 2
2010-09-24 – 2017-05-26
CMB International Securities Limited Rep
RA 1
2007-11-26 – 2010-11-16
CMB International Capital Holdings Corporation Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQA846