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LEI Baoxi

雷宝溪
CE AQA678Licensed IndividualSFO licence active
Official SFC record

LEI Baoxi (CE number AQA678) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCrosby Securities Limited
高誠證券有限公司

Licence Record (5)

2019-08-16 – present Current
Crosby Securities Limited Rep
RA 1 RA 4 RA 9
2012-07-16 – 2017-11-07
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 7
2012-07-16 – 2017-11-07
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 7
2007-11-23 – 2012-03-27
UBS Securities Asia Limited Rep
RA 1 RA 2
2007-11-23 – 2012-03-27
UBS Securities Hong Kong Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQA678