Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

DENG Jun

鄧駿
CE APZ630Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

DENG Jun (CE number APZ630) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWest Bull Financial Limited
西牛金融有限公司
Responsible OfficerWest Bull Securities Limited
西牛證券有限公司

Licence Record (12)

2023-04-03 – present Current
West Bull Financial Limited RO
RA 6
2021-12-13 – present Current
West Bull Securities Limited RO
RA 1 RA 4 RA 9
2019-09-06 – 2021-05-09
SBI China Capital Hong Kong Securities Limited RO
RA 6
2019-06-19 – 2021-05-09
SBI China Capital Financial Services Limited RO
RA 1 RA 4 RA 9
2017-02-01 – 2019-04-28
Huizhi International Capital Holdings Co., Limited Rep
RA 6
2016-03-09 – 2019-04-28
Huizhi International Capital Holdings Co., Limited RO
RA 1 RA 4 RA 9
2015-05-12 – 2016-03-06
Hedgestone Capital Group (H.K.) Co., Limited RO
RA 4 RA 9
2014-07-28 – 2014-11-14
China International Capital Corporation Hong Kong Securities Limited RO
RA 1
2014-04-28 – 2014-07-28
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2008-05-20 – 2014-11-14
China International Capital Corporation Hong Kong Asset Management Limited RO
RA 4 RA 9
2007-11-15 – 2008-12-31
China International Capital Corporation (International) Limited Rep
RA 9
2007-11-15 – 2008-05-20
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APZ630