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LUI Sai Man

呂世文
CE APY610Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUI Sai Man (CE number APY610) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerYaw Kai Financial Group Limited
耀佳金融集團有限公司

Licence Record (4)

2026-05-22 – present Current
Yaw Kai Financial Group Limited RO
RA 1 RA 4 RA 9
2019-04-23 – 2026-05-22
Yaw Kai Financial Group Limited Rep
RA 1 RA 4 RA 9
2007-12-21 – 2010-01-31
Okachi Investments (HK) Company Limited Rep
RA 1
2007-12-21 – 2010-01-31
Okachi (Hong Kong) Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APY610