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LIU Sing Chi

廖承志
CE APX096Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Sing Chi (CE number APX096) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHao Tian International Securities Limited
昊天國際證券有限公司

Licence Record (10)

2021-09-10 – present Current
Hao Tian International Securities Limited RO
RA 1
2021-09-10 – 2023-02-24
Hao Tian International Futures Limited RO
RA 2
2021-06-07 – 2021-09-10
Hao Tian International Securities Limited Rep
RA 1
2020-09-01 – 2021-05-06
Apricot Capital (Hong Kong) Limited Rep
RA 1
2020-06-22 – 2020-08-21
Modern Innovative Securities Limited RO
RA 2
2020-05-04 – 2020-08-21
Modern Innovative Securities Limited Rep
RA 1 RA 2
2016-10-12 – 2019-12-29
Tian Yuan Finance (Index Trading) Limited RO
RA 2
2016-06-22 – 2019-12-29
Tian Yuan Finance Limited Rep
RA 1
2008-06-06 – 2016-06-12
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2007-10-26 – 2016-06-12
Bright Smart Securities International (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APX096