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YAM Hang Fai

任恒輝
CE APW638Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAM Hang Fai (CE number APW638) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMorton Securities Limited
萬基證券有限公司

Licence Record (11)

2025-01-17 – present Current
Morton Securities Limited RO
RA 1 RA 4 RA 9
2024-10-31 – 2025-01-17
Morton Securities Limited Rep
RA 1
2021-10-19 – 2024-07-31
China Gather Wealth Financial Company Limited RO
RA 1 RA 4 RA 9
2021-03-25 – 2021-07-31
Kylin International (HK) Co., Limited RO
RA 9
2020-06-08 – 2021-03-14
ForthTech Capital Limited RO
RA 4 RA 9
2015-09-25 – 2020-04-21
Nine Rivers Capital Partners Limited RO
RA 1 RA 4 RA 9
2011-07-19 – 2015-08-31
MFG Limited RO
RA 1 RA 2 RA 5
2010-11-12 – 2015-08-31
MFG Limited Rep
RA 1 RA 2 RA 4 RA 9
2009-08-28 – 2010-11-06
Fulbright Futures Limited Rep
RA 2
2009-06-25 – 2010-11-06
Fulbright Securities Limited Rep
RA 1
2007-11-23 – 2009-06-19
Fair Eagle Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APW638