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CHEUNG Koon Nam

張冠楠
CE APW340Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEUNG Koon Nam (CE number APW340) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (7)

2025-05-06 – present Current
Citigroup Global Markets Asia Limited RO
RA 1 RA 2
2017-09-05 – 2026-06-11
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2014-02-18 – 2017-08-31
De Riva Asia Limited RO
RA 1 RA 2
2013-10-02 – 2014-02-18
De Riva Asia Limited Rep
RA 1 RA 2
2008-10-13 – 2013-06-04
SG Asset Finance (Hong Kong) Limited Rep
RA 1 RA 2
2008-03-17 – 2013-06-04
Newedge Broker Hong Kong Limited Rep
RA 2
2007-10-23 – 2009-07-31
Newedge Broker Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APW340