Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YUEN Sze Ling

阮思玲
CE APR853Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YUEN Sze Ling (CE number APR853) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSW Capital Management Limited
信永資本管理有限公司

Licence Record (5)

2024-03-15 – present Current
SW Capital Management Limited RO
RA 1 RA 4 RA 9
2022-08-24 – 2023-12-20
Sino Suisse Capital (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2010-08-11 – 2012-09-07
FIL Investment Advisors Rep
RA 4 RA 9
2010-08-11 – 2012-09-07
FIL Investment Management (Hong Kong) Limited Rep
RA 4 RA 9
2007-09-24 – 2010-07-24
Citigroup Venture Capital International Asia Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APR853