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PAN Chih-Chiang

潘志強
CE APR580Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PAN Chih-Chiang (CE number APR580) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCypress Capital Hong Kong Limited
承譽資本香港有限公司

Licence Record (4)

2014-02-20 – present Current
Cypress Capital Hong Kong Limited RO
RA 4 RA 9
2013-10-31 – 2014-02-20
Cypress Capital Hong Kong Limited Rep
RA 4 RA 9
2012-05-07 – 2013-08-14
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2007-10-02 – 2013-08-14
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APR580