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CHAN Kai Cheung

陳啟祥
CE APO196Licensed IndividualSFO licence active
Official SFC record

CHAN Kai Cheung (CE number APO196) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (4)

2021-08-18 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2017-10-26 – 2018-05-03
ICBC International Asset Management Limited Rep
RA 1 RA 4 RA 9
2010-04-12 – 2017-10-13
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4 RA 5 RA 9
2007-09-04 – 2010-11-08
BNP Paribas Dealing Services Asia Limited Rep
RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APO196