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CHAN Tsz Ping

陳梓萍
CE APM139Licensed IndividualSFO licence active
Official SFC record

CHAN Tsz Ping (CE number APM139) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeHSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
RepresentativeHSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
RepresentativeHSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司

Licence Record (4)

2008-01-17 – present Current
HSBC Broking Forex (Asia) Limited Rep
RA 3
2007-08-24 – present Current
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4
2007-08-24 – present Current
HSBC Broking Futures (Asia) Limited Rep
RA 2
2007-08-24 – 2013-01-22
HSBC Broking Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APM139