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LUK Ka Wai

陸嘉偉
CE APL793Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUK Ka Wai (CE number APL793) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWinbull Securities International (Hong Kong) Limited
盈寶證券國際(香港)有限公司
RepresentativeWinbull Securities International (Hong Kong) Limited
盈寶證券國際(香港)有限公司

Licence Record (15)

2025-12-11 – present Current
Winbull Securities International (Hong Kong) Limited RO
RA 1 RA 4
2025-10-08 – present Current
Winbull Securities International (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2022-03-16 – 2025-06-01
Honghu Best Global Family Office Limited RO
RA 1 RA 4 RA 9
2022-02-28 – 2023-12-05
Honghu Best Global Family Office Limited Rep
RA 1 RA 9
2021-09-16 – 2021-09-26
Silver Nile Global Investments Limited RO
RA 1
2021-07-23 – 2021-09-16
Silver Nile Global Investments Limited Rep
RA 1
2018-03-09 – 2021-07-02
Jimei Securities Limited RO
RA 1
2017-11-20 – 2018-02-06
China Everbright Securities (HK) Limited RO
RA 1
2017-09-15 – 2018-02-06
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2017-09-15 – 2018-02-06
CES Commodities (HK) Limited Rep
RA 2
2017-09-15 – 2018-02-06
CES Forex (HK) Limited Rep
RA 3
2011-01-04 – 2017-11-20
China Everbright Securities (HK) Limited Rep
RA 1
2011-01-04 – 2018-02-06
China Everbright Forex & Futures (HK) Limited Rep
RA 2 RA 3
2008-02-06 – 2010-12-28
Funderstone Futures Limited Rep
RA 2
2007-09-14 – 2010-12-28
Funderstone Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APL793