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ZHU Jia

朱佳
CE APK672Licensed IndividualSFO licence active
Official SFC record

ZHU Jia (CE number APK672) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (3)

2023-08-25 – present Current
CLSA Limited Rep
RA 1
2013-02-01 – 2014-09-30
CITIC Securities Brokerage (HK) Limited Rep
RA 4
2007-08-17 – 2009-07-01
KGI Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APK672