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NG Chi Hung

吳子雄
CE APK407Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Chi Hung (CE number APK407) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPatrons Securities Limited
百惠證券有限公司

Licence Record (11)

2023-11-23 – present Current
Patrons Securities Limited RO
RA 1 RA 4
2023-05-05 – 2023-11-23
Patrons Securities Limited Rep
RA 1 RA 4
2018-01-18 – 2022-02-19
Hafoo Futures Limited Rep
RA 2 RA 5
2016-02-19 – 2022-02-19
Hafoo Securities Limited RO
RA 1 RA 4
2012-07-03 – 2016-02-19
Hafoo Securities Limited Rep
RA 1
2012-07-03 – 2013-12-06
Wilson Securities Limited Rep
RA 1 RA 4
2011-10-21 – 2012-06-22
Wintone Securities Limited Rep
RA 1
2009-07-07 – 2014-06-15
KGI Asia Limited Rep
RA 1
2009-07-07 – 2014-06-15
KGI Futures (Hong Kong) Limited Rep
RA 2
2007-08-16 – 2009-06-18
Mason Securities Limited Rep
RA 1
2007-08-16 – 2009-06-18
Duncan Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APK407