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TO Sam Hung

杜三鴻
CE APJ479Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TO Sam Hung (CE number APJ479) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDakin Asset Management Limited
德健資產管理有限公司

Licence Record (16)

2026-04-21 – present Current
Dakin Asset Management Limited RO
RA 9
2025-11-13 – 2026-01-19
Velbridge Asset Management Limited RO
RA 4 RA 9
2025-10-13 – 2025-11-13
Velbridge Asset Management Limited Rep
RA 4 RA 9
2024-03-14 – 2025-07-31
China Silver Bullet Securities Company Limited RO
RA 1 RA 4 RA 9
2024-02-28 – 2024-03-14
China Silver Bullet Securities Company Limited Rep
RA 1 RA 4 RA 9
2022-12-28 – 2024-02-17
Prudence Global Capital Management Co., Ltd RO
RA 4 RA 9
2022-04-26 – 2022-12-27
Global Ample Asset Management Company Limited RO
RA 4 RA 9
2021-10-26 – 2021-12-31
ShanZe Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2020-12-17 – 2021-09-22
Target Securities International Limited RO
RA 1 RA 4 RA 9
2018-06-22 – 2019-10-31
KGI Asia Limited Rep
RA 1
2017-11-23 – 2018-06-20
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2014-10-03 – 2014-10-23
First Fidelity Capital (International) Limited Rep
RA 4 RA 9
2013-08-26 – 2014-09-30
STI Asset Management Limited Rep
RA 4 RA 9
2010-03-19 – 2011-04-22
Public Financial Securities Limited Rep
RA 1
2007-08-06 – 2009-09-13
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2007-08-06 – 2009-09-13
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APJ479