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WONG Chun Yu, Roger

黃振宇
CE APH834Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Chun Yu, Roger (CE number APH834) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHang Seng Securities Limited
恒生證券有限公司

Licence Record (6)

2025-01-24 – present Current
Hang Seng Securities Limited RO
RA 1 RA 4
2024-12-17 – 2025-01-24
Hang Seng Securities Limited Rep
RA 1 RA 4
2019-05-21 – 2024-07-02
FB Securities (Hong Kong) Limited RO
RA 1 RA 4
2017-11-28 – 2018-08-14
Shacom Securities Limited RO
RA 1 RA 4
2017-09-21 – 2018-08-14
Shacom Futures Limited Rep
RA 2 RA 5
2007-08-30 – 2008-01-15
Zurich Advisory (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APH834