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WANG Yi

汪翊
CE APH806Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Yi (CE number APH806) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNEXTCORE ASSET MANAGEMENT LIMITED
豐晟資產管理有限公司

Licence Record (10)

2019-05-21 – present Current
NEXTCORE ASSET MANAGEMENT LIMITED RO
RA 4 RA 9
2017-12-28 – 2018-10-04
Mega Success Investment Management Limited RO
RA 4 RA 9
2014-06-20 – 2017-10-30
CreditEase Wealth Management (HK) Limited RO
RA 4 RA 9
2014-06-10 – 2014-06-20
CreditEase Wealth Management (HK) Limited Rep
RA 4 RA 9
2012-07-26 – 2014-05-31
Fuh Hwa SITE Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2009-09-24 – 2012-07-26
Fuh Hwa SITE Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2009-06-01 – 2009-08-31
Oriental Patron Securities Limited Rep
RA 1 RA 4
2008-04-23 – 2009-05-23
Piper Jaffray Asia Securities Limited Rep
RA 1 RA 4
2007-07-27 – 2008-03-20
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2007-07-27 – 2008-03-20
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APH806