NG Chi Wai

吳志偉

CE APH765Licensed IndividualResponsible OfficerSFO licence active

NG Chi Wai (CE number APH765) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Goldhorse Securities Limited 金馬證券有限公司
Representative	Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司

Licence Record (12)

2026-01-12 – present Current

Goldhorse Capital Management (HK) Limited Rep

RA 1 RA 4

2021-12-28 – present Current

Goldhorse Securities Limited RO

RA 1 RA 4

2021-11-11 – 2021-12-28

Goldhorse Securities Limited Rep

RA 1 RA 4

2019-12-16 – 2020-08-31

TANGSHANG SECURITIES LIMITED RO

RA 1 RA 4

2019-09-04 – 2019-12-16

TANGSHANG SECURITIES LIMITED Rep

RA 1 RA 4

2019-06-03 – 2020-08-31

TANGSHANG FUTURES LIMITED RO

RA 2

2017-01-18 – 2019-05-28

Donghai International Futures (Hong Kong) Limited RO

RA 2

2016-08-15 – 2019-05-28

Donghai International Securities (Hong Kong) Limited Rep

RA 1

2016-08-15 – 2017-01-18

Donghai International Futures (Hong Kong) Limited Rep

RA 2

2007-09-13 – 2016-07-12

KGI Asia Limited Rep

RA 1

2007-09-13 – 2016-07-12

KGI Securities (Hong Kong) Limited Rep

RA 1

2007-09-13 – 2016-07-12

KGI Futures (Hong Kong) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APH765