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KWOK Yi Lam, Elaine

郭伊琳
CE APH010Licensed IndividualSFO licence active
Official SFC record

KWOK Yi Lam, Elaine (CE number APH010) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNatixis Investment Managers Hong Kong Limited
法盛投資管理香港有限公司

Licence Record (3)

2013-06-17 – present Current
Natixis Investment Managers Hong Kong Limited Rep
RA 1
2010-01-05 – 2010-05-23
Funderstone Futures Limited Rep
RA 2
2007-08-15 – 2010-05-23
Funderstone Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APH010