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YAU Fuk Yuk, Alice

游馥玉
CE APF540Licensed IndividualSFO licence active
Official SFC record

YAU Fuk Yuk, Alice (CE number APF540) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePublic Financial Securities Limited
大眾金融証券有限公司

Licence Record (20)

2023-12-06 – present Current
Public Financial Securities Limited Rep
RA 1
2021-12-30 – 2023-07-04
Holly International Financial Holdings Limited Rep
RA 2
2021-12-30 – 2023-07-04
Holly International Financial Holdings Limited RO
RA 1
2021-04-21 – 2021-06-25
China On Securities Limited RO
RA 1
2021-04-15 – 2021-06-25
China On Securities Limited Rep
RA 1 RA 9
2017-11-21 – 2021-04-13
Bendura Wealth Management (Hong Kong) Limited RO
RA 1 RA 2 RA 4
2017-07-27 – 2021-04-13
Bendura Wealth Management (Hong Kong) Limited Rep
RA 1 RA 2 RA 9
2016-10-17 – 2017-07-02
Vantage New Generation Securities Limited RO
RA 1 RA 4
2016-09-12 – 2016-10-17
Vantage New Generation Securities Limited Rep
RA 1 RA 4
2016-01-04 – 2016-06-14
Caitong International Securities Co., Limited Rep
RA 1
2015-05-06 – 2015-12-21
CSC Securities (HK) Limited Rep
RA 1
2015-01-12 – 2015-03-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2015-01-12 – 2015-03-25
CITIC Securities Futures (HK) Limited Rep
RA 2
2013-04-10 – 2014-10-31
Zhongtai International Securities Limited Rep
RA 1
2013-04-10 – 2014-10-31
Zhongtai International Futures Limited Rep
RA 2
2010-01-22 – 2012-11-15
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2010-01-06 – 2012-11-15
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2009-08-04 – 2009-10-16
Hou Tak Securities Limited Rep
RA 1
2008-08-14 – 2009-07-25
Chong Hing Commodities And Futures Limited Rep
RA 2
2007-07-10 – 2009-07-25
Chong Hing Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APF540