LAU Chi Ching

劉智菁

CE APF062Licensed IndividualResponsible OfficerSFO licence active

LAU Chi Ching (CE number APF062) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Sinofortune International Asset Management Limited 華豐國際資產管理有限公司

Licence Record (13)

2022-11-29 – present Current

Sinofortune International Asset Management Limited RO

RA 4 RA 9

2020-06-22 – 2022-02-04

Fantasia Asset Management Limited RO

RA 9

2020-06-10 – 2020-06-22

Fantasia Asset Management Limited Rep

RA 9

2019-01-22 – 2022-11-12

Oneday Asset Management Limited RO

RA 4 RA 9

2018-10-08 – 2019-01-07

Parchment Capital Limited RO

RA 4 RA 9

2017-11-06 – 2018-09-26

CEB International Asset Management Corporation Limited RO

RA 4 RA 9

2017-10-17 – 2017-11-06

CEB International Asset Management Corporation Limited Rep

RA 4 RA 9

2016-11-11 – 2017-09-20

Anbang Asset Management (Hong Kong) Co. Limited RO

RA 1 RA 4 RA 9

2016-03-01 – 2016-11-11

Anbang Asset Management (Hong Kong) Co. Limited Rep

RA 1 RA 4 RA 9

2014-07-22 – 2015-11-30

DNB Asset Management (Asia) Limited RO

RA 9

2010-10-28 – 2014-07-22

DNB Asset Management (Asia) Limited Rep

RA 9

2008-07-21 – 2010-08-08

Sumitomo Mitsui Asset Management (Hong Kong) Limited Rep

RA 4 RA 9

2007-07-25 – 2008-06-29

MIB Securities (Hong Kong) Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APF062