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HO Hoi Ying, Carol

何凱瑛
CE APD580Licensed IndividualSFO licence active
Official SFC record

HO Hoi Ying, Carol (CE number APD580) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (3)

2025-08-01 – present Current
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4
2007-08-21 – 2007-08-31
CES Commodities (HK) Limited Rep
RA 2
2007-06-26 – 2007-08-31
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APD580