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GOODMAN Jamie Macnaught Rodber

CE APD423Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GOODMAN Jamie Macnaught Rodber (CE number APD423) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPamalican Asset Management Limited

Licence Record (7)

2024-08-02 – present Current
Pamalican Asset Management Limited RO
RA 9
2020-11-23 – 2021-10-09
Goldman Sachs (Asia) L.L.C. RO
RA 1
2020-11-23 – 2021-10-09
Goldman Sachs (Asia) Securities Limited RO
RA 1
2016-10-11 – 2021-10-09
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 2 RA 7
2012-04-27 – 2016-10-10
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 7
2007-06-27 – 2020-11-23
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 7
2007-06-27 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APD423