Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YIP Chi Ho

葉志豪
CE APC509Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Chi Ho (CE number APC509) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFirst Shanghai Futures Limited
第一上海期貨有限公司
Responsible OfficerFirst Shanghai Securities Limited
第一上海證券有限公司

Licence Record (4)

2022-11-18 – present Current
First Shanghai Futures Limited RO
RA 2 RA 5
2018-04-25 – present Current
First Shanghai Securities Limited RO
RA 1
2016-06-06 – 2025-05-16
First Shanghai Futures Limited Rep
RA 2 RA 5
2007-07-26 – 2018-04-25
First Shanghai Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APC509