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TANG Yat Fai, Roger

鄧逸暉
CE APC376Licensed IndividualSFO licence active
Official SFC record

TANG Yat Fai, Roger (CE number APC376) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Shanghai Capital Limited
第一上海融資有限公司

Licence Record (2)

2010-07-16 – present Current
First Shanghai Capital Limited Rep
RA 6
2007-06-18 – 2010-04-17
Mason Securities Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APC376